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Quarterly review

Stock analysis and fund commentary
as at 30 June 2008

Markets continue to be extremely volatile in the second quarter as they have been for much of the last year. This is understandable as the general optimism of early 2007 gave way to extreme pessimism. Undoubtedly, the investment climate has changed but not as much as market commentators or indeed the markets would indicate. The benchmark index, FTSE AIM Index, rose and subsequently retraced more than 10% in the quarter. The Fund proved to be much less volatile. Both the Fund and the Index ended the quarter slightly higher than the start. For the first time in ages, smaller companies performed in a similar way to larger caps.

The portfolio continues to have a number of resource companies which should have been material beneficiaries of both the recent US dollar weakness and rise in commodity prices, principally oil and gold. However, to date, their shares have not reacted. In fact, on occasion, some prices have been savagely marked down for little apparent reason.

During the quarter, one of our investments, Alltracel Pharmaceuticals, received and agreed to a cash bid and we took the opportunity to top slice oil explorer, Borders & Southern, following a sharp share price rise. It was a quiet quarter in terms additions to the portfolio with only a small addition being made to unquoted oil explorer, GB Petroleum, at 20% valuation uplift.

Portfolio Analysis

%

AIM

82.7

OFEX

7.5

Unquoted

9.9


Sector analysis

%

Oil & Gas

15.7

Basic Materials

44.8

Industrials

7.2

Consumer Goods

0.0

Health Care

3.5

Consumer Services

20.5

Telecommunications

0.0

Utilities

0.0

Financials

4.2

Technology

4.1


Top ten holdings

%

Hydrodec

7.7

China Pub Company

7.3

Kirkland Lake Gold

5.1

Petra Diamond

5.0

Petrel Resources

4.4

AMZ Holdings

4.4

Borders & Southern Petroleum

4.3

Archipelago Resources

4.1

AT Communications

4.1

Mantle Diamonds

4.0

TOTAL

50.5


Percentage growth year on year to 30 June

% Change

2008

2007

2006

2005

2004

SVM UK Emerging NAV

-9.7

44.4

37.8

5.6

-35.6

Source: SVM/Lipper Hindsight, CR - capital return, to last quarter end 30/06/2008. Past performance should not be seen as an indication of future performance. The Board has authorised the Managers to use bank borrowings, allowing increased portfolio investment, and to hedge certain exposures from time to time where the Managers believe this would offer the potential to protect shareholder value. Hedging is typically implemented through Contracts for Difference (CFDs) with UBS Warburg Securities and the total of such exposure is limited to a normal maximum of 15% of the Trust’s Net Asset Value (NAV). CFDs may also be used for the active management of the portfolio (long positions) as an alternative to holding direct company equity exposure.The overall effect of such gearing (that is bank borrowings plus the gross exposure of long positions less any hedging) must not normally exceed 20% of the Trust’s NAV. Additional limits have also been set on individual hedging to assist risk control. Market movements may produce occasional excursions beyond these limits while the Managers take appropriate action. The value of an investment and the income from it may fall as well as rise and investors may not get back the amount originally invested. Investing in smaller companies may increase the volatility of your investment. An Investment Trust is a public limited company, the shares of which are quoted on the London Stock Exchange. Investment Trusts can borrow money, which then can be used to make further investments. In a rising market, this gearing can enhance returns to shareholders. Correspondingly, if the market falls, losses may be greater. Hence, to produce a benefit to shareholders, the level of gearing needs to be carefully judged and monitored. The information in this document does not constitute or contain an offer or invitation for the sale or purchase of any shares in the Fund in any jurisdiction, is not intended to form the basis of any investment decision and does not constitute any recommendation by the Fund, its directors, agents or advisers.


SVM Asset Management Limited is registered in Scotland (Number 125817) with its registered office at 7 Castle Street, Edinburgh EH2 3AH United Kingdom and is authorised and regulated by the Financial Services Authority. The information contained in this website has been issued and approved by SVM Asset Management Limited. The information on this website is directed only to eligible investors. Please satisfy yourself that you are eligible to make such investments before accessing this information.

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